We emphasize litigation avoidance—the most important aspect of preserving your reputation. And even if you are faced with a client arbitration, we have professional resources to help you.
Our members enjoy the benefit of:
·Increased education and awareness ·Improved documentation and practices ·Spreading the cost of litigation ·Reference to proven industry attorneys ·Improved arbitration outcomes
About FA Legal:
Originally founded as a continuing education company in 1989, it ultimately shifted its focus to litigation prevention exclusively for Financial Professionals. There were so many gaps in Errors and Ommissions Insurance that there had to be a better way to preserve the industry from the staggering rise in legal claims. So, in 1999, FA Legal developed resources to provide legal referral services and defense to individuals and firms with a single motto— always place litigation prevention first. Our goal is not only to prepare but to provide resources that will actually increase the potential of prevailing in a claim.
Our members enjoy exclusive benefits that are unparalleled in the industry. These extensive benefits have allowed our members to build a successful business apart from the fear of litigation. FA Legal members have joined together to address these destructive trends with proven tools. We’re pleased to offer this one-of-a-kind assocation and invite you to be among the industry leaders.
Benefits:
Affordable:
eMitigation................. $495 yearly
eMitigationPLUS....... $975 yearly
(Automatic payment plans available monthly, quarterly or semi-annually)
Proactive:
·Best practices through our eDefense Manager
·Up to 14 hours of Continuing Education Credits
·Important Industry updates
Comprehensive:
·Industry resources
·Newsletters
·Document templates
·Top tier attorneys and more
Portable:
Your membership stays with you wherever you go. You can maintain your membership regardless of your affiliation with a broker dealer or investment advisory.
Becoming a member means working diligently to not only build a strong business, but also to protect it. You’ve worked hard to attain success, but litigation can destroy that hard work and cause needless setbacks, and in some cases, complete destruction.
Your membership includes a proactive approach to protect your business and comprehensive proven tips to help you prevail in the event of a litigation.
